Advisor AI tools with published SOC 2 claims
Quoted vendor statements from the existing security fields. These are vendor claims, not audits by this directory.
| Tool | Recorded security claims and source | Last verified |
|---|---|---|
| Jump | SOC 2 Type II (security page); Says recording is optional, not required; Penetration testing and SSO mentioned on security page↗ jump.ai/security | 2026-11-04 |
| Zocks | SOC 2 Type II (pricing FAQ); Says client conversations are never recorded; Says no LLMs hold or train on your data↗ zocks.io/pricing | 2026-11-04 |
| Zeplyn | SOC 2 Type II; Zero data retention; PII redaction; SSO/MFA mentioned on security page↗ zeplyn.ai/security | 2026-10-26 |
| Wealthbox (CRM + AI Assistant & Notetaker) | SOC 2 Type II (pricing page); SSO mentioned↗ wealthbox.com/pricing | 2026-11-04 |
| Fathom | SOC 2 Type II, GDPR and HIPAA mentioned on homepage↗ fathom.ai | 2026-11-04 |
| Hadrius | SOC 2 Type II; Zero-retention AI; AES-256 encryption; Penetration testing↗ hadrius.com/security | 2026-10-26 |
| Saifr | SaifrScreen (its screening product) is SOC 2 Type 2 certified. Not confirmed for SaifrReview.↗ saifr.ai/saifrscreen-trust-screening | 2026-10-26 |
| Global Relay | SOC 2 Type II, ISO 27001, SEC 17a-4, GDPR and HIPAA mentioned on homepage↗ globalrelay.com | 2026-10-26 |
| Snappy Kraken | SOC 2 Type 2; Says it has FINRA- and SEC-ready approval workflows and archiving↗ snappykraken.com | 2026-11-04 |
| FINNY | Says it maintains an ongoing SOC 2 Type 2 examination program↗ finny.com | 2026-11-04 |
| Salesforce Financial Services Cloud + Agentforce | SOC 2 Type II, ISO 27001, zero data retention and AES-256 mentioned on Agentforce FS page↗ salesforce.com/financial-services/artificial-intelligence | 2026-10-26 |
| Conquest Planning | SOC 2 Type II & ISO certified↗ conquestplanning.com/pricing | 2026-10-26 |
| Holistiplan | SOC 2 Type II; MFA↗ holistiplan.com/pricing | 2026-11-04 |
| Vanilla | Says it has completed four consecutive SOC 2 Type II audits with zero findings; AES-256, SSO and MFA mentioned on integrations page↗ justvanilla.com | 2026-10-26 |
| Wealth.com | SOC 2 Type II; Data encrypted at rest and in transit, stored in the U.S.↗ wealth.com/pricing | 2026-10-26 |
| Orion (Denali AI) | Says it holds ISO/IEC 42001 certification for AI (homepage); Says 'Orion maintains SOC 2 compliance'↗ orion.com | 2026-11-04 |
| Milemarker | SOC 2 Type II; SSO; GDPR mentioned↗ milemarker.co | 2026-10-26 |
| FinMate AI | SOC 2 Type 2; Cyber insurance via WTW and Coalition; Penetration testing↗ finmate.ai | 2026-10-26 |
| FinTurk | SOC 2 Type II compliant↗ finturk.com | 2026-11-04 |
| Theta Lake | SOC 2 Type 2-audited; ISO 27001; SEC 17a-4 WORM-compliant archive↗ thetalake.com/products/security | 2026-10-26 |
| Addepar | Publishes a SOC 3 report (the public summary of a SOC 2 audit)↗ addepar.com | 2026-10-26 |
| Altruist | SOC 2 Type 2 examination by an independent AICPA auditor↗ altruist.com/legal/security | 2026-10-26 |
| eMoney Advisor | Annual SOC 2 audit↗ emoneyadvisor.com/security | 2026-10-26 |
| Income Lab | SOC 2 Type II↗ incomelaboratory.com/pricing | 2026-11-04 |
| DeepVest | SOC 2 Type II certified↗ deepvest.ai | 2026-11-04 |
| Asset-Map | SOC 2 (stated)↗ asset-map.com | 2026-11-04 |
| FINTRX | SOC 2 Type 2 attested↗ fintrx.com/security | 2026-10-26 |